Please carefully review these Terms and Conditions ("Terms") prior to using the services outlined in this document. By accessing the website found at www.aspinrock.com ("Website"), you acknowledge that you have read and understood these Terms and agree to comply with them. If you do not agree to all the terms and conditions stated in this agreement, you are not authorized to use these services, and it is advised that you refrain from using this website.
AspinRock reserves the right to modify, add, remove, or make changes to these Terms at any time and for any reason. It is recommended that you regularly review these Terms to stay informed about any updates. Such changes will take effect immediately upon being posted. By accessing our website after we have made changes to these Terms, you acknowledge that you agree to the modified Terms.
Nothing found on this Website should be considered as tax, accounting, regulatory, legal, insurance, or investment advice. The information and opinions presented on this Website do not constitute a solicitation or offer by AspinRock, Inc. ("AspinRock") or its affiliates to buy or sell any securities, futures, options, or other financial instruments. Furthermore, the offer or sale of such securities would be unlawful in any jurisdiction where such solicitation, offer, purchase, or sale violates the securities laws. The visitor acknowledges that any decisions made based on the information provided on this Website are solely their own responsibility. By using this Website, the visitor agrees to indemnify and hold AspinRock, its officers, directors, employees, affiliates, agents, licensors, and suppliers harmless from any claims, losses, liability, costs, and expenses (including attorney's fees) arising from their use of this Website, their violation of these Terms, or any decisions made based on the information provided.
The investments and strategies discussed on the Website may not be suitable for all investors and are not obligations of AspinRock or its affiliates, nor are they guaranteed by AspinRock or its affiliates. AspinRock does not warrant that the contents are appropriate for use in all locations or that the transactions, securities, products, instruments, or services discussed on this site are available or suitable for sale or use in all jurisdictions, countries, or by all investors or counterparties. By providing information on the Website, AspinRock does not imply that any investment vehicle is available or suitable for any specific user. All individuals and entities accessing the Website do so at their own initiative and are responsible for complying with applicable local laws and regulations.
All investments carry risks and are subject to potential value decline. The value of your investment may decrease based on market conditions. Fixed income investments are exposed to risks such as interest rate, credit, market, and issuer risk. Currency exchange rates can also impact the value of an investment, causing it to fluctuate. Alternative strategies entail higher risks compared to traditional investments, may not offer tax efficiency, and often involve higher fees. They may also employ leverage and speculative investment techniques, which can amplify the potential for both gains and losses. BEFORE PURCHASING OR EXCHANGING SHARES OF ANY INVESTMENT FUND, it is your responsibility to thoroughly review the prospectus or offering materials.
This Website serves solely for informational purposes and should not be relied upon as a forecast, research, or investment advice. The information provided on this Website does not constitute a recommendation, offer, or solicitation to buy or sell any securities or to adopt any investment strategy. While the material on this Website is based on information deemed reliable by AspinRock and efforts are made to keep it current, AspinRock does not guarantee its accuracy, currency, or completeness, and it should not be considered as such. Any opinions expressed on this Website may change as conditions evolve. Past performance does not guarantee future results.
The information and services provided on this Website are offered "AS IS" and without any warranties, whether expressed or implied, by AspinRock. To the maximum extent permitted by applicable law, AspinRock disclaims all warranties, including but not limited to, any warranty of non- infringement of third-party rights and any implied warranties of merchantability and fitness for a particular purpose. AspinRock does not warrant, either explicitly or implicitly, the accuracy or completeness of the information, text, graphics, links, or other items contained on this Website. Furthermore, AspinRock does not guarantee uninterrupted or error-free functioning of the Website, nor does it guarantee the correction of defects or the absence of viruses or other harmful components. AspinRock explicitly disclaims all liability for errors and omissions in the materials presented on this Website and for the use or interpretation of the information by others.
The content found on this website is owned or licensed by AspinRock and its third-party information providers, and it is protected by relevant copyrights, trademarks, service marks, and/or other intellectual property rights. This content is intended solely for your personal, non-commercial use. Therefore, you are prohibited from copying, distributing, modifying, posting, framing, or deep linking to this website, including any text, graphics, video, audio, software code, user interface design, or logos. You may download materials displayed on this website for your personal use, as long as you preserve all copyright and other proprietary notices included in the materials. Without written permission from AspinRock, you may not distribute, modify, transmit, reuse, repost, or use the content of this website for public or commercial purposes, including all text, images, audio, and video. Engaging in any other purpose or modification of the materials would infringe upon AspinRock's intellectual property rights.
All trademarks, service marks, trade names, and logos appearing on this website belong to AspinRock and/or their respective owners. No content on this website should be interpreted as granting, by implication, estoppel, or any other means, a license or right to use any trademark displayed on this website without the written permission of AspinRock or the respective third party that owns the trademark. Except as explicitly stated here, the use of the trademarks displayed on this website is strictly prohibited.
The utilization of the images presented on this website is strictly prohibited, whether it is done by you or anyone else authorized by you. Unauthorized use of these images may infringe upon copyright laws, trademark laws, privacy and publicity laws, communication laws, as well as other regulations and statutes. If you download any information from this website, you agree not to copy it or eliminate or conceal any copyright or other notices or legends contained within that information.
AspinRock may establish links between this website and one or more websites operated by third parties. AspinRock does not have control over such other websites, their contents, or the products/services they offer. The presence of any such links does not imply endorsement, representation, or warranty by AspinRock regarding those websites, their contents, the products or services offered, or the operators of those websites. Your access to and use of such linked websites will be governed by the terms of use and privacy policies of those sites, and you do so at your own risk. AspinRock disclaims any responsibility for the privacy policies and practices concerning customer information of third-party websites hyperlinked from our website.
You are not permitted to display hyperlinks on your websites to any website owned or operated by AspinRock. If you wish to display a hyperlink to an AspinRock website on your own website, you must enter into a written agreement with AspinRock that governs such display. Accessing any AspinRock website does not grant you the right to use any of AspinRock's names, logos, trademarks, or copyrighted material, and you agree not to do so without AspinRock's explicit written consent. To request permission to display hyperlinks on your websites to AspinRock websites, please send an email to webmaster@aspinrock.com.
Electronic communications are susceptible to interception by third parties, which means that transmissions to and from this website may not be secure. It is advisable to send communications containing confidential information to AspinRock by mail. AspinRock retains the freedom to utilize any ideas, concepts, know-how, or techniques provided by a website user through this website for any purpose. You acknowledge and agree that AspinRock has granted you limited access to specific files related to the AspinRock Funds ("Approved Files"), and you agree not to attempt to access computer files other than the Approved Files. AspinRock does not provide any warranty regarding the security of the website, including the unauthorized access to information transmitted or received through the website. AspinRock reserves the right to discontinue or modify the provision of this website and its content, or any part or feature thereof, at any time and without notice.
We kindly request that you review our Privacy Policy, which is an integral part of this Agreement and is incorporated by reference. It provides detailed information about how we collect and handle your information, as well as the steps we take to ensure its privacy and security.
Financial professionals who successfully complete the registration process to access the AspinRock Financial Professional website are simultaneously granting permission to AspinRock to send them email messages for marketing and general communication purposes to the email address provided. This service can be terminated at any time by responding to the email with "Unsubscribe" in the subject line.
The information presented on this website is not intended for distribution to, or use by, any individual or entity in any jurisdiction or country where such distribution or use would be in violation of the law or regulations, or where it would require AspinRock or its affiliates to comply with any registration requirements in that jurisdiction or country. Every investment product and service mentioned on this website is intended to be offered solely to residents of the United States. This website should not be regarded as a solicitation for or an offer of any investment product or service to any individual in any jurisdiction where such solicitation or offering would be unlawful.
The laws of the State of North Carolina govern these Terms without regard to conflict of law provisions. If you take legal action relating to these Terms, you agree to file such action only in the North Carolina State Court located in North Carolina, or the United States District Court for the District of North Carolina, and you consent and submit to the personal jurisdiction of those courts for the purpose of litigating any action with AspinRock, its affiliates, or with any funds referenced on this site.
AspinRock and its affiliates, as well as their respective officers, directors, employees, or agents, will not be held liable to you or anyone else for any damages of any kind. This includes, but is not limited to, direct, consequential, incidental, special, or indirect damages (including, but not limited to, lost profits, trading losses, or damages resulting from the use or loss of use of this website), even if AspinRock has been informed of the possibility of such damages or losses. This limitation applies to damages or losses arising from the use or attempted use of this website or any other linked website.
If you reside in a state that does not permit the limitation or exclusion of liability for incidental or consequential damages, or if you access the website solely through an arrangement with your employer or plan sponsor, some or all of the aforementioned limitations and exclusions may not apply to you.
As a broker-dealer, AspinRock Inc. and/or its affiliates (including any entities that qualify as "affiliates" as defined in the Investment Company Act of 1940) may act as a principal for its own account or as an agent for its customers when it comes to the sale to you or purchase by you of a security that is the subject of content prepared by AspinRock. If it receives a mark-up or commission or acts as an agent for another person in connection with such a transaction, AspinRock may face a potential conflict of interest. You are aware of this potential conflict and acknowledge that you have the option to execute securities transactions at another broker-dealer.
All content on this website is provided as of the date published or indicated and may be replaced by more recent market events or for other reasons. Moreover, it is your responsibility to adjust the cache settings on your browser to ensure that you are accessing the most up-to-date data.
Except as stated otherwise in these Terms or specifically authorized by AspinRock in writing, you are not allowed to:
Use this website in any way that could potentially harm or overload any server belonging to AspinRock or any network connected to such servers. It's important to note that all servers have limited capacity and are shared by numerous users.
Use this Website in any manner that would interfere with another party's use of the Website.
Include the term "AspinRock", or any trademark of AspinRock or the name of any executive affiliated with AspinRock, or any variation thereof, as a meta-tag or hidden textual element.
Utilize any robot, spider, intelligent agent, or other automated or manual method to search, monitor, or duplicate this website or the materials including reports, data, information, content, software, products, services, or any other materials derived from or obtained through this website, whether accessed through links or otherwise, without the explicit permission of AspinRock. Please note that commonly available third-party web browsers may be used without requiring such permission.
Utilize this website or the materials in any way that could give the impression of being affiliated with, sponsored by, or endorsed by AspinRock.
You agree to defend, indemnify, and hold harmless AspinRock, its affiliates, and each of their respective officers, directors, members, partners, managers, and employees from any losses, damages, claims, liabilities, and costs (including reasonable attorneys' fees) that arise as a result of or are associated with any unauthorized or improper use of the content on this website attributable to you or that occurs through the use of your ID.
Internet software or transmission issues can lead to the creation of inaccurate or incomplete versions of information and materials that users download and view on their computers. AspinRock bears no responsibility for any damages, alterations, or omissions that may arise during the transmission of information and materials.
AspinRock may terminate your access to the Website for any reason, without prior notice.
No waiver by AspinRock of any right under or term or provision of these Terms will be considered a waiver of any other right, term, or provision of these Terms at the moment of such waiver, nor a waiver of that or any other right, term, or provision of these Terms at any other time.
If any provision of these Terms is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severable from these Terms and will not affect the validity and enforceability of the remaining provisions.
The preceding Terms of use represent the entire agreement between AspinRock and the user relating to the subject matter herein.
AspinRock is an equal opportunity employer committed to diversity in the workplace.
Dated: May 2023.
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